Türkçe
Español
The price of Bitcoin (BTC) 
$84,067 has dropped to $67,000, reflecting a rapid decline following its recent surge. The latest document released by the SEC indicates that companies operating in the cryptocurrency sector will be subject to extensive audits. The agency has outlined several key areas of focus for its investigations.
SEC and Cryptocurrency Oversight
The SEC recently published its 2025 audit priorities document, revealing crucial details. Notably, the SEC’s strict stance on cryptocurrency is set to persist even if Gensler departs from the agency next year. The document lists numerous items that will be scrutinized, potentially leading to legal actions against cryptocurrency companies in the U.S.
What specific areas will be examined?
- Are cryptocurrency recommendations aligned with customer profiles and interests?
- Are the risks of cryptocurrency products accurately defined and communicated to customers?
- Do institutions comply with SEC guidelines regarding the custody and trading of cryptocurrencies?
- Are cybersecurity measures of cryptocurrency service providers adequate?
- How well can institutions manage operational risks related to cryptocurrency services?
- Are AML and KYC processes effectively implemented? Are suspicious transaction reports filed?
- How are cryptocurrency assets audited and assessed before being offered to customers, and what interests do institutions have in the transparency of this process?
- Is customer data protected in accordance with regulations?
The SEC aims to ensure that cryptocurrency service providers safeguard customer interests. It will assess company risks and strive to identify potential issues that investors may encounter.
